PCAOB Deficiency Tracker
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Semple, Marchal & Cooper, LLP

United States · Triennially Inspected

Inspection year
2024
Report date
24-Oct-2024
PCAOB release
104-2024-173
Audits reviewed
2
Audits w/ Part I.A deficiencies
1
Part I.A deficiency rate
50%
Part I.A deficiencies
3
Part I.B deficiencies
1
Report
View PDF ↗

Deficiencies (3)

Grouped by issuer and in the same order as the PCAOB report, so each item ties back directly to the source.

Issuer A3 deficiencies

#AreaDeficiencyStandardFlags
1RevenueThe firm selected certain revenue transactions for testing. The firm did not perform sufficient procedures to evaluate whether the issuer met its performance obligations before revenue was recognized because it limited its procedures to obtaining incident response logs and reports prepared by the issuer. (AS 2301.08 and .13)
Financial statement audit only
AS 2301.8; AS 2301.13
2RevenueThe firm selected certain revenue transactions for testing. The firm did not determine whether the expectations it used in its substantive analytical procedures over revenue were based on predictable relationships. (AS 2305.13 and .14)
Financial statement audit only
AS 2305.13; AS 2305.14
3Allowance for Doubtful AccountsThe firm did not perform sufficient procedures to test or identify and test controls over the accuracy of the accounts receivable aging report it used in its substantive testing of the allowance for doubtful accounts because it used the invoice dates included in the report to recalculate the aging without performing procedures to test the accuracy of those dates. (AS 1105.10)
Financial statement audit only
AS 1105.10