PCAOB Deficiency Tracker
← Back to Explorer

Simon & Edward, LLP

United States · Triennially Inspected

Inspection year
2023
Report date
26-Apr-2024
PCAOB release
104-2024-072
Audits reviewed
2
Audits w/ Part I.A deficiencies
2
Part I.A deficiency rate
100%
Part I.A deficiencies
3
Part I.B deficiencies
5
Report
View PDF ↗

Deficiencies (3)

Grouped by issuer and in the same order as the PCAOB report, so each item ties back directly to the source.

Issuer A2 deficiencies

#AreaDeficiencyStandardFlags
1Discontinued OperationsThe firm did not identify and evaluate that the issuer did not present the results of discontinued operations as a separate component of income in the issuer's statements of operations as required by FASB ASC Topic 205 Presentation of Financial Statements. (AS 2810.30 and .31) In connection with our review the issuer reevaluated its accounting for discontinued operations and concluded that material misstatements existed that had not been previously identified. The issuer subsequently corrected these misstatements in a restatement of its financial statements and the firm revised and reissued its report on the financial statements.
Financial statement audit only
AS 2810.30; AS 2810.31
Incorrect opinion
2Discontinued Operationsthe firm did not identify and evaluate that the issuer did not present certain assets and liabilities related to discontinued operations as current in the balance sheet after it committed to complete the sale of these assets within the next year as required by FASB ASC Topic 210 Balance Sheet. (AS 2810.30 and .31) In connection with our review the issuer reevaluated its accounting for discontinued operations and concluded that material misstatements existed that had not been previously identified. The issuer subsequently corrected these misstatements in a restatement of its financial statements and the firm revised and reissued its report on the financial statements.
Financial statement audit only
AS 2810.30; AS 2810.31
Incorrect opinion

Issuer B1 deficiency

#AreaDeficiencyStandardFlags
1Journal EntriesThe firm did not perform any procedures to identify and select journal entries and other adjustments for testing to address the potential for material misstatement due to fraud. (AS 2401.58)
Financial statement audit only
AS 2401.58