PCAOB Deficiency Tracker
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Fontanella Associates LLC CPA & Consulting Firm

United States · Triennially Inspected

Inspection year
2020
Report date
21-Apr-2022
PCAOB release
104-2022-121a
Audits reviewed
1
Audits w/ Part I.A deficiencies
1
Part I.A deficiency rate
100%
Part I.A deficiencies
1
Part I.B deficiencies
1
Report
View PDF ↗

Deficiencies (1)

Grouped by issuer and in the same order as the PCAOB report, so each item ties back directly to the source.

Issuer A1 deficiency

#AreaDeficiencyStandardFlags
1Allowance for Credit/Loan LossesThe issuer assigned a risk rating to each loan. The loan risk ratings were an important input in estimating the ALL. The firm's approach for substantively testing the ALL was to review and test management's process. The firm did not sufficiently evaluate the appropriateness of the loan risk ratings because its procedures were limited to testing the risk ratings for a selection of loans originated in the current year and comparing loan risk ratings used in the ALL calculation for certain loans to issuer-prepared reports. (AS 2501.09 .10 and .11)
Financial statement audit only
AS 2501.9; AS 2501.10; AS 2501.11