PCAOB Deficiency Tracker
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NMS, Inc.

United States · Triennially Inspected

Inspection year
2020
Report date
24-Mar-2022
PCAOB release
104-2022-102a
Audits reviewed
1
Audits w/ Part I.A deficiencies
1
Part I.A deficiency rate
100%
Part I.A deficiencies
2
Part I.B deficiencies
Report
View PDF ↗

Deficiencies (2)

Grouped by issuer and in the same order as the PCAOB report, so each item ties back directly to the source.

Issuer A2 deficiencies

#AreaDeficiencyStandardFlags
1InventoryTo test the pricing of inventory the firm selected items for testing that exceeded a monetary threshold. The firm did not perform any procedures to test the remaining inventory population. (AS 1105.27; AS 2301.08)
Financial statement audit only
AS 1105.27; AS 2301.8
2InventoryThe firm did not evaluate whether inventory was recorded at the lower of cost or market. (AS 2501.07)
Financial statement audit only
AS 2501.7