PCAOB Deficiency Tracker
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KPMG AG Wirtschaftspruefungsgesellschaft

Germany · KPMG International Cooperative · Triennially Inspected

Inspection year
2019
Report date
16-Feb-2021
PCAOB release
104-2021-060
Audits reviewed
3
Audits w/ Part I.A deficiencies
2
Part I.A deficiency rate
67%
Part I.A deficiencies
2
Part I.B deficiencies
Report
View PDF ↗

Deficiencies (2)

Grouped by issuer and in the same order as the PCAOB report, so each item ties back directly to the source.

Issuer A1 deficiency

#AreaDeficiencyStandardFlags
1GoodwillThe firm selected for testing a control that consisted of management's review of the assumptions used in the issuer's models to estimate the recoverable amount of goodwill. The firm did not evaluate the review procedures that the control owner performed including the procedures to identify items for follow up and the procedures to determine whether those items were appropriately resolved. (AS 2201.42 and .44)
ICFR audit only
AS 2201.42; AS 2201.44

Issuer B1 deficiency

#AreaDeficiencyStandardFlags
1RevenueThe firm selected for testing a control that consisted of management's monthly review of the journal entry recorded to adjust revenue for undelivered shipments. The firm did not evaluate the review procedures that the control owner performed including the procedures to identify items for follow up and the procedures to determine whether those items were appropriately resolved. (AS 2201.42 and .44)
ICFR audit only
AS 2201.42; AS 2201.44