- Inspection year
- 2019
- Report date
- 17-Dec-2020
- PCAOB release
- 104-2021-015
- Audits reviewed
- 1
- Audits w/ Part I.A deficiencies
- 1
- Part I.A deficiency rate
- 100%
- Part I.A deficiencies
- 1
- Part I.B deficiencies
- 1
- Report
- View PDF ↗
Deficiencies (1)
Grouped by issuer and in the same order as the PCAOB report, so each item ties back directly to the source.
Issuer A1 deficiency
| # | Area | Deficiency | Standard | Flags |
|---|---|---|---|---|
| 1 | Investments | The firm did not perform procedures to test the fair values of certain of the issuer's investments. (AS 2502.15) Financial statement audit only | AS 2502.15 |