PCAOB Deficiency Tracker

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FirmAreaDeficiencyStandardFlags
B F Borgers CPA PC
United States
Accounts Receivable
Estimate method, model, or data not evaluated
The firm did not perform any substantive procedures to test the valuation of accounts receivable. (AS 2501.07)
Financial statement audit only · full report
AS 2501.7
BDO USA, P.C.
United States · BDO International Limited
Accounts Receivable
Estimate method, model, or data not evaluated
For one business unit the issuer recognized several types of revenue. The following deficiencies were identified: · For a second type of revenue the firm selected for testing a control that included the issuer's evaluation of whether delivery and installation were a single performance obligation. The firm did not test this aspect of the control. (AS 2201.42 and .44)
Both financial statement and ICFR audits · full report
AS 2201.42; AS 2201.44
BDO USA, P.C.
United States · BDO International Limited
Accounts Receivable
Estimate method, model, or data not evaluated
For one business unit the issuer recognized several types of revenue. The following deficiencies were identified: · For a second type of revenue the firm selected for testing a control that included the issuer's evaluation of whether delivery and installation were a single performance obligation. The firm did not identify and test any controls that addressed the risk that other performance obligations existed that would affect whether revenue was appropriately recognized. (AS 2201.39)
Both financial statement and ICFR audits · full report
AS 2201.39
Ernst & Young LLP
United States · Ernst & Young Global Limited
Accounts Receivable
Estimate method, model, or data not evaluated
The issuer used multiple information-technology (IT) systems to initiate process and/or record transactions related to revenue and the related accounts receivable investment securities and cash. With respect to user access: · The firm selected for testing controls that included the issuer's review of administrative access to certain tools the issuer used to manage access to certain IT systems. The firm did not perform procedures to assess the control owners' (1) determination of whether administrative access to these tools was appropriate and (2) evaluation of certain users' access. (AS 2201.42 and .44)
Both financial statement and ICFR audits · full report
AS 2201.42; AS 2201.44
Ernst & Young et Autres
France · Ernst & Young Global Limited
Accounts Receivable
Estimate method, model, or data not evaluated
The firm did not identify and test any controls over the valuation of accounts receivable. (AS 2201.39)
Both financial statement and ICFR audits · full report
AS 2201.39
Ernst & Young et Autres
France · Ernst & Young Global Limited
Accounts Receivable
Estimate method, model, or data not evaluated
The firm did not perform sufficient procedures to test the valuation of accounts receivable because it used certain information obtained from external sources in its substantive testing of receivables and did not perform any procedures to evaluate the relevance and reliability of this information. (AS 1105.04 and .06)
Both financial statement and ICFR audits · full report
AS 1105.4; AS 1105.6
K G Somani & Co. LLP
India
Accounts Receivable
Estimate method, model, or data not evaluated
The issuer reported accounts receivables including unbilled receivables for multiple business entities. The firm did not perform sufficient procedures to test the valuation of accounts receivable and unbilled receivables because its procedures to test the allowance for doubtful accounts were limited to inquiry of management. (AS 2301.08)
Both financial statement and ICFR audits · full report
AS 2301.8
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